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ADMINISTRATIVE RULE
CHANGES--CHAPTER 193-E
R00-01
Chapter 1 "Business Conduct" add new definition for
"Referral fee" or finder's fee." New rule 193E--1.41(543B)
clarifies the Commission's position relating to payment of rebates and inducements by
licensees. Subrule 1.27(1) was amended to reflect the amount of personal
funds allowable in the trust account as set in Iowa Code section 543B.46(4).
New subrule 1.27(15) clarifies record retention requirements and record
availability for trust account and compliance audits.
View the complete filing R00-01
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R00-02
This filing terminates the
delayed amendments in R00-01. The amendments to Chapter 1 "Business
Conduct" rescind the definition of "Referral fee" or finder's
fee" in rule 1.1(543B), delete the introductory paragraph rule 1.41(543B),
rescind subrules 1.41(3) and 1.41(7).
View the complete filing R00-02
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